Certification of Identification
February 2021
To open your investment account, we are legally required to collect proof of identity so that we can comply with Australian anti-money laundering and counter-terrorism financing laws.
Where you provide us with copies of your identification documents, these documents must be certified by an authorised certifier.
Continue reading to find out who can certify your documents, how to certify and what needs to be provided.
Who can certify documents?
Authorised certifiers who can certify your identification documents are:
(note, there’s a shortened list of the most common certifiers in the application form)
- A person currently licensed or registered to practise in Australia as one of the following occupations:
- Architect
- Chiropractor
- Dentist
- Financial adviser or financial planner
- Legal practitioner
- Medical practitioner
- Midwife
- Migration agent registered under Division 3 of Part 3 of the Migration Act 1958
- Nurse
- Occupational therapist
- Optometrist
- Patent attorney
- Pharmacist
- Physiotherapist
- Psychologist
- Trademarks attorney
- Veterinary surgeon
- An accountant who meets at least one of the following criteria:
- Fellow of the National Tax Accountants’ Association
- Member of Chartered Accountants Australia and New Zealand
- Member of the Association of Taxation and Management Accountants
- Member of CPA Australia
- Member of the Institute of Public Accountants
- Agent of the Australian Postal Corporation who is in charge of an office supplying postal services to the public
- Australian Public Service employee engaged on an ongoing basis with 5 or more years of continuous service who is not otherwise authorised
- Australian Consular Officer or Australian Diplomatic Officer
- Bailiff
- Bank officer with 5 or more continuous years of service
- Building society officer with 5 or more years of continuous service
- Chief executive officer of a Commonwealth court
- Clerk of a court
- Commissioner for Affidavits
- Commissioner for Declarations
- Credit union officer with 5 or more years of continuous service
- Employee of a Commonwealth authority engaged on a permanent basis with 5 or more years of continuous service who is not otherwise authorised
- Employee of the Australian Trade and Investment Commission who is in a country or place outside Australia; is authorised in writing by the Secretary of DFAT to collect fees under s 3(d) of the Consular Fees Act 1955, and who is exercising the employee’s function at that place
- Employee of the Commonwealth who is at a place outside Australia, authorised in writing by the Secretary of DFAT to collect fees under s 3(d) of the Consular Fees Act 1955, and who is exercising the employee’s function at that place
- An engineer who meets at least one of the following criteria:
- A member of Engineers Australia, other than a student
- A Registered Professional Engineer of Professionals Australia
- Registered as an engineer under a law of the Commonwealth or a State or Territory
- Registered on the National Engineering Register by Engineers Australia
- Finance company officer with 5 or more years of continuous service
- Holder of a Commonwealth statutory office not otherwise specified
- Judge
- Justice of the Peace
- Magistrate
- Registered marriage celebrant
- Master of a court
- Member of the Australian Defence Force who meets at least one of the following criteria:
- An officer
- A non-commissioned officer with 5 or more years of continuous service
- A warrant officer
- Member of the Australasian Institute of Mining and Metallurgy
- Member of the Governance Institute of Australia Ltd
- Member of:
- the Parliament of the Commonwealth; or
- the Parliament of a State; or
- a Territory legislature; or
- a local government authority
- Registered minister of religion
- Notary public, including a notary public exercising functions at a place outside either the Commonwealth or the external Territories of the Commonwealth
- Permanent employee of the Australian Postal Corporation with 5 or more years continuous service who is employed in an office providing postal services to the public
- Permanent employee with 5 or more years of continuous service who is not otherwise specified, if employed at a State or Territory or a State or Territory authority, or a local government authority.
- Police officer
- Registrar, or Deputy Registrar, of a court
- Senior executive employee of a Commonwealth authority
- Senior executive employee of a State or Territory
- Senior Executive Service employee of the Commonwealth
- Sheriff
- Sheriff’s Officer
- Teacher employed on a permanent full-time or part-time basis at a school or tertiary education institution
- A person who is enrolled on the roll of the Supreme Court of a State or Territory, or the High Court of Australia, as a legal practitioner (however described);
- An officer with, or authorised representative of, a holder of an Australian financial services licence, having 2 or more years of continuous service with one or more licensees; or
- A notary public in a foreign country.
How to certify documents
On the first page of a copy of the original document, write or stamp:
- “Certified to be a true copy of the original seen by me”;
- the certifier’s name, address and qualification; and
- the certifier’s phone number or email address (optional).
Next, sign and date the copy. For multiple page documents:
- Sign or initial each subsequent page of the copy
- Number each page of the copy (e.g. Page 1 of 10) including the first page
Who needs to provide proof of identity?
Investor type | Please provide proof of identity for the following individuals |
All investors | Any person who you have appointed to act as agent of the investor. |
Individual, sole-trader or joint investors | Each individual investor. |
Company | All beneficial owners listed in the Application Form. |
Trust |
Any of the following individuals where listed in the Application Form: beneficiaries, appointers and settlors of the trust and any other person who can exert control over the trust (beneficial owners). For individual trustees, you must provide proof of identity for one of the individual trustees. For corporate trustees, you must provide proof of identity for one of the corporate trustees as set out in the company section above. |
Partnership | All partners and beneficial owners listed in this Application Form. |
What proof of identify is required for individuals?
For each individual who is required to provide proof of identity, please provide us with either:
(a) certified photographic ID or
(b) certified non-photographic ID and a secondary document as set out in the below table.
Please DO NOT send original documents by post. Send only certified copies of original documents as documents will not be returned. Certifications must not be more than 12-months old.
Photographic ID | Non-photographic ID and a secondary document |
Certified copy of one of the following:
|
Certified copy of one primary document and one secondary document. Primary document
Secondary document
|
Additional documents required for trusts and partnerships
Investors which are trusts or partnerships must also provide additional certified documents:
- Trusts – you must also provide us with a certified copy of the trust deed
- Partnerships – you must also provide us with a certified copy of the partnership agreement